4 New Square Regulatory Enforcement in the Financial & Legal Sectors half day Conference

 

4 New Square are hosting their Regulatory Enforcement in the Financial & Legal Sectors conference at Inner Temple on Wednesday 13th June.

 

The morning will include the following presentations:

09:00  Welcome Address

 – Ben Hubble QC

09:10  Pilgrim’s Progress: A Journey through the FCA’s Enforcement Procedure with Hazards and Opportunities

 – Jonathan Hough QC and Shail Patel

09:55  Keeping a Close Eye on the Numbers: Regulating the Accountancy Profession

 – Ben Hubble QC, Jamie Smith QC and Helen Evans

10:40  Coffee Break

10:55  Privilege and disclosure in the regulatory world

 – Graeme McPherson QC, Amanda Savage and Simon Hale

11:40  From misconduct to dishonesty: where are the dividing-lines?

 – Patrick Lawrence QC and Paul Parker

12:25  The use and abuse of Subject Access Requests against advisors

 – Ben Elkington QC and Charles Phipps

13:15  Networking Lunch

 

For more information and to RSVP please e-mail: events@4newsquare.com